Comments on: Know how to deal with your Broker or Sub-Broker http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/ Stock Market Basics blog on Investments and Trading Mon, 06 Sep 2010 15:30:53 +0000 hourly 1 http://wordpress.org/?v=3.0.1 By: Kamalesh Guha http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-967 Kamalesh Guha Sun, 20 Jun 2010 13:24:09 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-967 Wonderful guidelines which certainly play a significant role for the investors in the secondary market. Wonderful guidelines which certainly play a significant role for the investors in the secondary market.

]]> By: sravanreddy http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-203 sravanreddy Thu, 05 Nov 2009 05:31:07 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-203 very very usefull information --thanks very very usefull information –thanks

]]> By: Subhra Ghosh http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-167 Subhra Ghosh Mon, 26 Oct 2009 07:53:40 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-167 thanks for this very important information about share trading. thanks for this very important information about share trading.

]]> By: Online Trading - a few questions answered | Investment A B C http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-161 Online Trading - a few questions answered | Investment A B C Thu, 22 Oct 2009 12:14:04 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-161 [...] 22nd, 2009 Many Investors in India  prefer dealing in shares through their brokers over the Telephone and not trade online because of the security [...] [...] 22nd, 2009 Many Investors in India  prefer dealing in shares through their brokers over the Telephone and not trade online because of the security [...]

]]> By: Dr V P Singh http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-156 Dr V P Singh Mon, 11 May 2009 19:29:01 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-156 Good basic knowledge. I am wiser now in regard to dealing with dealers. Good basic knowledge. I am wiser now in regard to dealing with dealers.

]]> By: vikas http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-142 vikas Mon, 20 Apr 2009 13:56:11 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-142 Thease information are very good for making a future in share market.vikas napit Thease information are very good for making a future in share
market.vikas napit

]]> By: admin http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-136 admin Thu, 16 Apr 2009 19:41:06 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-136 <p>On request by visitors, Please find fgiven below the links to Agreement Documents to be signed with your Broker or Subbroker</p> <p><a href="http://www.sebi.gov.in/circulars/2004/ann1.pdf" target="_blank" rel="nofollow"><strong>Client Registration Form</strong></a> (Uniform across all the segments and exchanges where the broker is trading on different segments and exchanges) </p> <p><a href="http://www.sebi.gov.in/circulars/2004/ann3.pdf" target="_blank" rel="nofollow">Model tripartite agreement between <strong>stock broker, subbroker and client</strong></a></p> <p><a href="http://www.sebi.gov.in/circulars/2004/ann2.pdf" target="_blank" rel="nofollow"><strong>Member Clients Agreements</strong></a></p> <p><a href="http://www.sebi.gov.in/circulars/2004/ann5.pdf" target="_blank" rel="nofollow">Broker Sub broker agreement</a></p> <p>It may be noted however that the documents prescribed as above are model formats. The stock exchanges/stock broker may incorporate any additional clauses in these documents provided these are not in conflict with any of the clauses in the model document, as also the Rules, Regulations, Articles, Byelaws, circulars, directives and guidelines.</p> On request by visitors, Please find fgiven below the links to Agreement Documents to be signed with your Broker or Subbroker

Client Registration Form (Uniform across all the segments and exchanges where the broker is trading on different segments and exchanges)

Model tripartite agreement between stock broker, subbroker
and client

Member Clients Agreements

Broker Sub broker agreement

It may be noted however that the documents prescribed as above are model formats. The stock exchanges/stock broker may incorporate any additional clauses in these documents provided these are not in conflict with any of the clauses in the model document, as also the Rules, Regulations, Articles, Byelaws, circulars, directives and guidelines.

]]> By: anil http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-133 anil Sun, 12 Apr 2009 13:30:41 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-133 sorry as sanjeev told , if u put up some copies of certificates we can cross check it wit da certificates they present. thank u sorry as sanjeev told , if u put up some copies of certificates we can cross check it wit da certificates they present.

thank u

]]> By: anil http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-132 anil Sun, 12 Apr 2009 13:24:20 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-132 ya as madhu told , if u put up some copies of certificates we can cross check it wit da certificates they present. thank u ya as madhu told , if u put up some copies of certificates we can cross check it wit da certificates they present.

thank u

]]> By: Madhusudhan http://www.sharemarketbasics.com/blog/your-stock-exchange-broker-and-sub-broker/comment-page-1/#comment-127 Madhusudhan Mon, 06 Apr 2009 14:55:58 +0000 http://www.sharemarketbasics.com/blog/?p=14#comment-127 The information which u hv gvn is good & it's helpful for the beginner...bt still more information is needed i think.. Thanks for the good information. :-) The information which u hv gvn is good & it’s helpful for the beginner…bt still more information is needed i think.. Thanks for the good information. :-)

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